AML/CFT and Financial Sanctions Quality Assurance Review
QA Review of Anti-Money Laundering and Financial Sanctions
In cooperation with our business partners, we performed Quality Assurance Review of procedures and processes in the field of Anti-Money Laundering and Financial Sanctions, which included:
- 16 banks
- 9 leasing companies
- 3 investment fund management
- 2 consumer finance companies
- 1 factoring company
- 1 wealth management company
We have shared our knowledge and experience in the following countries: Slovenia, Austria, Azerbaijan, Bulgaria, Bosnia and Herzegovina, Czech Republic, Croatia, China, Luxembourg, Hungary, Malta, Germany, Netherlands, Romania, Russia and Serbia
AML/CFT and Financial Sanctions Fully Fledged Review
Fully Fledged Review of Anti-Money Laundering and Financial Sanctions
The Fully Fledged review, which we conducted in cooperation with our business partners for an international banking group. In the scope of the review were 15 banks and 1 leasing company and included a comprehensive review of internal regulations and processes in the field of Anti-Money Laundering and Financial Sanctions regulations and processes. In addition, we have prepared and carried out testing of systems for:
- Customer Risk Rating calculation
- Customer Screening
- Payment Screening and Filtering
- Transaction Monitoring
We have shared our knowledge and experience in the following countries: Bulgaria, Czech Republic, China, Hong Kong, Luxembourg, Hungary, Germany, Great Britain, Romania, Russia, Singapore and USA
Internal Policies and Working Instructions
Internal Policies and Working Instructions
We have prepared Internal Policies and Working Instructions for the prevention of Money Laundering in accordance with the legal requirements and guidelines of the supervisory authorities. The was prepared for:
- 2 banks
- 1 investment fund manager
- 1 Bitcoin and Cryptocurrency exchange
Our clients were from: Slovenia, Croatia, Italy and Liechtenstein
Training and Workshops
Training and Workshops
We organized a workshop:
- Anti-Money Laundering prevention through case studies (for accounting services and tax consulting) and
We were guests at a Business Breakfast at the Ljubljana-Vič Regional Chamber of Crafts and Entrepreneurship, where we present the cost effects of (un)ethical business.